USDA - APHIS - Regulations and Assessments
Environmental Compliance |
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Categorical Exclusions
Categorical exclusions are categories of actions that do not have a significant
effect on the quality of the human environment (individually or cumulatively)
and for which, therefore, neither an environmental assessment (EA) nor an environmental
impact statement (EIS) is generally required (40 CFR• 1508.4). The Animal
and Plant Health Inspection Service (APHIS) managers are encouraged to apply
categorical exclusions, where appropriate, because they reduce paperwork and
speed the decisionmaking process. Proposed actions must be subjected to sufficient
environmental review to determine whether they fall within the broadly defined
categories. This means that each time a specific categorical exclusion is used,
the required review must be done. An EA may be prepared for proposed actions
otherwise excluded when the manager determines that the action may have potential
to significantly affect the environment (7 CFR • 372.5(d)), or an EA would
be helpful in planning or decisionmaking (40 CFR • 1501.3).
Conducting a Categorical Exclusion Review
When conducting a review for determining if an action meets a categorical
exclusion, the following procedures apply:
1. Identify the potential exclusion category by reviewing the categorical
exclusions listed in the Departmental National Environmental Policy Act (NEPA)
regulations and the APHIS NEPA implementing procedures to determine if the
proposed action is defined in one of the categories.
2. If the proposed action as presented fails to satisfactorily match exclusion
requirements, determine whether the proposal can be modified to allow exclusion.
If this can be done and the proponent agrees to the change, then the proposed
action may be modified and categorically excluded. If modifications are not
possible or the proponent refuses to accept a change, prepare an EA or EIS.
3. If it is determined that the proposed action (or modified action) falls
within one of the broadly defined categories, then it may be categorically
excluded.
Documenting a Categorical Exclusion Review
There are no statutory, regulatory, or procedural requirements to document
a categorical exclusion review. To assure a clear record of NEPA compliance,
however, managers may choose to indicate in the appropriate case/project file,
in the decision record, or in any other authorizing document that an action
has been excluded.
Last Modified:
February 1, 2007
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